Privacy and Security
Privacy and Security
Disclaimer for US Persons
Edelweiss Financial Services Limited (Edelweiss) is not a registered broker – dealer under the U.S. Securities Exchange Act of 1934, as amended (the“1934 act”) and under applicable state laws in the United States. In addition Edelweiss is not a registered investment adviser under the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act" and together with the 1934 Act, the "Acts), and under applicable state laws in the United States.
However, Edelweiss Securities Ltd. (ESL) is a wholly owned subsidiary of Edelweiss Financial Services Limited (Edelweiss). Edelweiss Financial Services Inc., is a wholly owned subsidiary of Edelweiss Securities Limited, and is registered with FINRA as a Broker Dealer. With the exception of the above, ESL and / or its other subsidiaries / associated companies is/are resident outside the United States (U.S.) and are not associated persons of any U.S. regulated broker-dealer and therefore ESL and / or its other subsidiaries / associated companies is/are not subject to supervision by a U.S. broker-dealer, and is/are not required to satisfy the regulatory licensing requirements of FINRA or required to otherwise comply with U.S. rules or regulations regarding, among other things, communications with a subject company, public appearances and trading securities.
The contents mentioned in this mail are intended for publication / distribution of material directly or indirectly by ESL only to "Major Institutional Investors" as defined by Rule 15a-6(b)(4) of the U.S. Securities and Exchange Act, 1934 (the Exchange Act) and interpretations thereof by U.S. Securities and Exchange Commission (SEC) in reliance on Rule 15a 6(a)(2). If the person(s) accessing this website is not a Major Institutional Investor as specified above, then it should not access the same. In reliance on the exemption from registration provided by Rule 15a-6 of the Exchange Act and interpretations thereof by the SEC in order to conduct certain business with Major Institutional Investors, Edelweiss Securities Limited has entered into an agreement with a U.S. registered broker-dealer, Edelweiss Financial Services Inc. (EFSI)
Transactions in securities mentioned should be effected through Edelweiss Financial Services Inc.
Disclaimer for UK Persons
The contents of this mailer have not been approved by an authorised person within the meaning of the Financial Services and Markets Act 2000 ("FSMA").
In the United Kingdom, this mailer is being distributed only to and is directed only at (a) persons who have professional experience in matters relating to investments falling within Article 19(5) of the FSMA (Financial Promotion) Order 2005 (the “Order”); (b) persons falling within Article 49(2)(a) to (d) of the Order (including high net worth companies and unincorporated associations); and (c) any other persons to whom it may otherwise lawfully be communicated (all such persons together being referred to as “relevant persons”).
This mailer must not be acted on or relied on by persons who are not relevant persons. Any investment or investment activity to which this mailer relates is available only to relevant persons and will be engaged in only with relevant persons. Any person who is not a relevant person should neither act nor rely on this mail or any of its contents. This mail must not be distributed, published, reproduced or disclosed (in whole or in part) by recipients to any other person.
Disclaimer for Canadian Persons
Edelweiss Securities Ltd. ("ESL") is a wholly owned subsidiary of Edelweiss Financial Services Limited. ESL and/or its subsidiaries/associated companies is/are resident outside of Canada and are not associated persons of any Canadian registered adviser and/or dealer and, therefore, the persons of ESL are not subject to supervision by a Canadian registered adviser and/or dealer, and are not required to satisfy the regulatory licensing requirements of the Ontario Securities Commission, other Canadian provincial securities regulators, the Investment Industry Regulatory Organization of Canada and are not required to otherwise comply with Canadian rules or regulations regarding, among other things, the research analysts' business or relationship with a subject company or trading of securities by a research analyst.
The contents hereof are intended for publication/distribution by ESL only to "Permitted Clients" (as defined in National Instrument 31-103 ("NI 31-103")) who are resident in the Province of Ontario, Canada (an "Ontario Permitted Client"). Any products or services described in this mailer are made available only in accordance with applicable Canadian securities law and only where they may be lawfully offered for sale. If the person accessing or receiving this mailer is not an Ontario Permitted Client, as specified above, then the recipient should delete the mailer. Further, the mailer received by the user should not be copied, duplicated and/or transmitted onward to any other person.
ESL is relying on an exemption from the adviser and/or dealer registration requirements under NI 31-103 available to certain international advisers and/or dealers. Please be advised that (i) ESL is not registered in the Province of Ontario to trade in securities nor is it registered in the Province of Ontario to provide advice with respect to securities; (ii) ESL's head office or principal place of business is located in India; (iii) all or substantially all of ESL's assets may be situated outside of Canada; (iv) there may be difficulty enforcing legal rights against ESL because of the above; and (v) the name and address of ESL's agent for service of process in the Province of Ontario is: Bamac Services Inc., 181 Bay Street, Suite 2100, Toronto, Ontario M5J 2T3 Canada
Disclaimer for Singapore Persons
“In Singapore, this mail is being distributed by Edelweiss Investment Advisors Private Limited ("EIAPL") (Co. Reg. No. 201016306H) which is a holder of a capital markets services license and an exempt financial adviser in Singapore and (ii) solely to persons who qualify as "institutional investors" or "accredited investors" as defined in section 4A(1) of the Securities and Futures Act, Chapter 289 of Singapore ("the SFA"). Pursuant to regulations 33, 34, 35 and 36 of the Financial Advisers Regulations ("FAR"), sections 25, 27 and 36 of the Financial Advisers Act, Chapter 110 of Singapore shall not apply to EIAPL when providing any financial advisory services to an accredited investor (as defined in regulation 36 of the FAR. Persons in Singapore should contact EIAPL in respect of any matter arising from, or in connection with this publication/communication. The content of the mail is not suitable for private investors.”